Proposed Regulatory Framework For Trustees And Custodians Under Section 76A Of CMSA 2007
Consultation Paper No. 4/2016; Consultation Paper; Issuing Authority: Securities Commission, Malaysia
18 October 2016 | Source: Securities Commission
The purpose of this Consultation Paper (CP) is to seek feedback on the regulatory framework for trustees and custodians, as a capital market service provider under section 76A of CMSA.

CONTENTS

Overview

Part I: Registration Framework

A. Categories of trustees and custodians that require registration

B. Registration criteria, entry standards and ongoing obligations

C. Fit and Proper requirements

Part II: Roles and Responsibilities of the Board and Key

Personnel

Imposition of Fees

Treatment of Existing Trustees

General Comment

Abbreviations

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